KMU Digitalwerk

Compliance Request Examples

Compliance requests often reach SMEs unexpectedly: a large customer asks for ESG data, a bank asks for risk information, an export deal needs product evidence or an AI service must be documented.
Examples of compliance requests from banks and large customers

What this page is about

These examples show typical requirements SMEs may receive. Useful preparation always depends on industry, market, customers, products and the concrete compliance topic.

1. A bank asks for ESG or risk data

Typical requirements:

2. A large customer asks for supplier information

Typical requirements:

3. AML-related request

Depending on the business relationship, information about money-laundering risks, beneficial owners, transactions or customer groups may become relevant.

4. AI Act for AI offers

If an SME offers AI services or uses AI in customer solutions, questions about transparency, responsibilities, data, risks and documentation may arise.

5. REACH, product safety and export

For products, materials, substances, components or export, evidence on safety, origin, suppliers and regulatory requirements may be needed.

Legal advice and expert network

KMU Digitalwerk and ComplyOne.io do not replace specialized legal advice. We work with specialized lawyers and experts when legal or technical interpretation is needed.

The ComplyOne expert network can bring in specialists for compliance topics applicable in Europe, for example ESG, AML, AI Act, REACH, DORA, MiCA, CRA, NIS2 or sector-specific requirements.

Coming soon: Bexio integration

Data already available in accounting, invoices, customers, suppliers and transactions can be structured to answer ESG, supply-chain, AML and compliance questions faster.

Contact us

If you have received a request or want to know how prepared your SME is, contact us. We help you understand the request and define the next steps.

Talk about compliance

We review your digital starting point and show which next steps make sense for your SME.